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Finance and Insurance Commission
Results: 615

#	Item
441	Washington National Insurance Co. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-21 09:55:31 Financial regulation U.S. Securities and Exchange Commission Finance Government SEC filing 76th United States Congress Investment Company Act United States securities law
442	SECURITIES AND EXCHANGE COMMISSION [Release No. IC[removed]Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 September 24, 2010 The following is a notice of applications fo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-28 09:53:24 Financial services Funds Institutional investors Collective investment schemes Hedge fund Mutual fund Net asset value Value Line Life insurance Financial economics Investment Finance
443	Office of the Comptroller of the Currency Board of Governors of the Federal Reserve System Federal Deposit Insurance Corporation Securities and Exchange Commission Statement regarding Treatment of Certain Collateralized Add to Reading List Source URL: www.fdic.gov Language: English - Date: 2013-12-27 15:45:01 United States federal banking legislation Financial services Systemic risk Bank regulation in the United States United States housing bubble Dodd–Frank Wall Street Reform and Consumer Protection Act Collateralized debt obligation Federal Reserve System Call report Financial economics Finance Investment
444	Microsoft Word - Information for Small IAs-FINAL _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-06-25 10:05:06 Business Financial economics Financial services Investment Finance Investment Adviser Association Registered Investment Advisor Corporate crime U.S. Securities and Exchange Commission Insurance broker
445	Submitted Electronically September 8, 2009 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-11 10:48:00 Funds Financial services Financial markets Subprime mortgage crisis Money market fund Federal Deposit Insurance Corporation Collective investment scheme Net asset value Market liquidity Financial economics Investment Finance
446	SECURITIES AND EXCHANGE COMMISSION [Release No. IC[removed]Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 August 31, 2012 The following is a notice of applications for d Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-04 10:44:02 Finance 76th United States Congress Investment Company Act United States securities law Life insurance Collective investment scheme Financial economics Investment Financial services
447	SECURITIES AND EXCHANGE COMMISSION [Release No. IC[removed]Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 December 19, 2008 The following is a notice of applications for Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-22 17:05:27 Financial services Institutional investors Lawsuit Life insurance Fortis Mutual fund Financial economics Investment Finance
448	Carl B. Wilkerson Vice President & Chief Counsel, Securities & Litigation[removed]t[removed]f [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-11 17:50:43 United States securities law United States Securities and Exchange Commission Financial institutions 73rd United States Congress Institutional investors Securities Act U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Insurance Financial economics Investment Finance
449	May 14, 2010 Opposition to Harkin/Johanns/Leahy Amendment #3920 Dear Senator: We are writing to oppose the Harkin/Johanns/Leahy amendment, which deprives investors in indexed annuities of the strong protections afforded Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:05:05 Contract law Annuity Insurance Securities regulation in the United States Economics Life annuity Finance U.S. Securities and Exchange Commission Securities and Exchange Commission Investment Financial economics Retirement
450	Guidelines Regarding Viatical Investments Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:04:28 United States Securities and Exchange Commission Finance Viatical settlement Life settlement Stock market Life Partners Life insurance Securities Act Security Insurance Financial economics Economics

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